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SECURITIES DIVISION CONSUMER ASSISTANCE | VERMONT DEPARTMENT OF FINANCIAL REGULATION
Responds to Vermont investor complaints and investigates potential violations of security laws. Provides educational information about investing basics and securities laws on its website. Does NOT provide legal or financial advice to investors.
Responds to Vermont investor complaints and investigates potential violations of security laws. Provides educational information about investing basics and securities laws on its website. Does NOT provide legal or financial advice to investors.
What's Here
Investment Counselor/Firm Complaints
Consumer Education
