SECURITIES DIVISION CONSUMER ASSISTANCE | VERMONT DEPARTMENT OF FINANCIAL REGULATION
89 Main Street, Montpelier, VT 05620-3101
Hours
Monday-Friday: 7:45am-4:30pm
8885684547
Voice·
Toll Free | Banking Division Consumer Assistance
8024615121
Voice·
Information Only | Media Inquiries
8009641784
Voice·
Toll Free | Insurance Division Consumer Help Line
8028282896
Fax·
FAX
8028283420
Voice·
Information & Services | Securities/Investor Information
8028283307
Voice·
Information & Services | Banking Division Consumer Assistance
8028283301
Voice·
Information & Services | Department's Main Number
8775503907
Voice·
Toll Free | Securities/Investor Information
Service area
Vermont state
Responds to Vermont investor complaints and investigates potential violations of security laws. Provides educational information about investing basics and securities laws on its website.
Last Assured
05/07/2025
What's Here
Providing organization
VERMONT DEPARTMENT OF FINANCIAL REGULATION
The Vermont Department of Financial Regulation is a state fiscal agency responsible for ensuring market efficiency and integrity, consumer and investor protections, capital formation or access to credit, as well as illicit activity prevention, financial stability and consumer financial education.