SECURITIES DIVISION CONSUMER ASSISTANCE | VERMONT DEPARTMENT OF FINANCIAL REGULATION
89 Main Street, Montpelier, VT 05620-3101
Voice - Toll-Free | Securities/Investor Information
Voice - Toll-Free | Banking Division Consumer Assistance
Voice - Other | Securities/Investor Information
Voice - Other | Department's Main Number
Voice - Other | Banking Division Consumer Assistance
Voice - Toll-Free | Insurance Division Consumer Help Line
Voice - Other | Media Inquiries
By Email; By Telephone; By Website; Information On Website
Vermont
Description
Responds to Vermont investor complaints and investigates potential violations of security laws. Provides educational information about investing basics and securities laws on its website. Does NOT provide legal or financial advice to investors.
Last Assured
05/07/2025
Providing organization
VERMONT DEPARTMENT OF FINANCIAL REGULATION
The Vermont Department of Financial Regulation is a state fiscal agency responsible for ensuring market efficiency and integrity, consumer and investor protections, capital formation or access to credit, as well as illicit activity prevention, financial stability and consumer financial education.